Publications & Consultation
Implementing Procedures
The Implementing Procedures are issued in terms of Regulation 17 of the Prevention of Money Laundering and Funding of Terrorism Regulations (PMLFTR) and are binding on all persons carrying out relevant financial business or relevant activity from the date they are issued.
The main purpose of these Implementing Procedures is to provide guidance to subject persons in their implementation of the rules set out in the PMLFTR. In so doing, the Implementing Procedures assist subject persons to better understand and fulfil their obligations under the PMLFTR, ensuring an effective and harmonised implementation of the salient provisions.
Part I
Implementing Procedures
The Implementing Procedures are divided in two parts. Part I is applicable to all sectors and Part II applies to each sector specifically. The Implementing Procedures may, from time to time, be amended to ensure that they remain harmonised with amendments to legislation and other material developments originating from changes in international standards. Subject persons should, therefore, ensure that they always refer to the most recent version.
Part II
Remote Gaming Sector
Virtual Financial Assets Sector
Land-Based Casinos
Banking Sector - Repealed
Other Documents:
Relevant activity for lawyers – In progress
Relevant activity for Notaries – In progress
Company Services Providers - In progress
Accountants and Auditors – In progress
Banks and Financial Institutions – In progress
Keep an eye on things and stay up to date by subscribing to our newsletter
By providing your email address, you agree to our Privacy Notice and Terms and Conditions
Guidance
The FIAU issues guidance and interpretative notes to assist subject persons to fulfil their AML/CFT obligations.
Guidance Note
COVID-19: Remaining Vigilant Against a Changing Criminal Landscape
Guidance Note
Funding Of Terrorism – Red Flags and Suspicious Activities
Guidance Note
Joint Guidance Document on Accounts for FinTech
Guidance Note
STR Submissions from Remote Gaming Licensees
Guidance Note
Transfer of Funds having Missing or Incomplete Information
Guidance Note
Property Sector: Risk Factors, Mitigating Measures, Red Flags and Case Studies
Guidance Note
AML/CFT Obligations in relation to Payment Accounts with Basic Features.
Interpretative Note
Interpretative Note clarifying when Professionals and Professional Firms are subject to AML/CFT obligations.
Interpretative Note
Interpretative Note to assist legal procurators in determining when they are subject to AML/CFT obligations.
ML and TF Business Risk Assessment
Supervisory Guidance Paper on Money Laundering and Terrorist Financing Institutional/Business Risk Assessment
Consultation
Country Statements
Annual Reports
The FIAU Annual Reports are issued in terms of Article 42(1) of the Prevention of Money Laundering Act. These reports contain information on the operations of the Unit during the year under review, together with details of other developments and initiatives in the area of AML/CFT.
